Job Description

A global leader in online trading is looking for a Compliance Manager to join their team in Dubai, UAE, to lead the organization’s regulatory compliance framework and ensure full alignment with UAE regulatory obligations, including those set by the Securities and Commodities Authority (SCA).

Responsibilities

• Assist in the design, implementation, and ongoing maintenance of the company’s compliance framework in accordance with SCA regulations
• Track regulatory updates and evaluate their implications on business activities and internal policies
• Serve as a key contact for regulatory inquiries and internal compliance-related matters
• Support the preparation of regulatory reports, audits, and internal compliance assessments
• Review and authorize client onboarding documentation and account-related activities
• Contribute to compliance training initiatives and awareness programs across the organization
• Investigate suspected compliance breaches and support corrective action plans
• Ensure proper maintenance and accuracy of compliance records and documentation
• Act as the main liaison with the Securities and Commodities Authority (SCA), handling inspections, inquiries, and regulatory submissions (e.g., SCA CORE)
• Develop, review, and update internal compliance policies and procedures to ensure alignment with UAE regulations
• Manage Anti-Money Laundering (AML) controls, including reviewing account opening documentation, conducting KYC due diligence, and submitting Suspicious Transaction Reports (STRs) via goAML
• Perform continuous monitoring of trading activities and company operations (including CFD margin requirements) to ensure regulatory compliance
• Provide leadership and full ownership of the AML/Compliance function, including MLRO responsibilities, driving transformation initiatives, implementing regulatory updates, and strengthening governance and effectiveness

Qualifications

• Bachelor’s degree in Law, Finance, Business, or a related discipline
• At least 5 years of experience in a compliance role within fintech, brokerage, trading, or financial services sectors
• CISI accreditation, supporting eligibility for the position
• Strong knowledge of SCA regulations, AML legislation, MLRO/DMLRO functions, and financial market instruments
• Solid understanding of AML, KYC, CDD, and financial crime compliance frameworks
• Experience with trading platforms or financial products is considered an advantage
• Previous experience holding compliance-related roles

Skills & Competencies

• High level of attention to detail with strong analytical capabilities
• CISI qualification required to fulfill the role
• Excellent communication skills, both written and verbal
• Ability to work autonomously and manage multiple tasks effectively
• Strong stakeholder engagement and cross-functional collaboration skills
• Demonstrates integrity, strong ethics, and sound professional judgment
• Proficient in compliance monitoring systems and documentation tools

Location

• Dubai, UAE

Schedule

• Monday to Friday | 9:00 AM till 6:00 PM